Books by Michael Simmons

Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event.

There are certain risks associated with the conclusion of a securities transaction, but good training and a firm understanding of post-transaction operations can lessen that risk. This comprehensive guide is dedicated to serving the training needs of the operational staff responsible for these settlements.