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Capital Markets Law and Compliance

- The Implications of MiFID

About Capital Markets Law and Compliance

In response to the Markets in Financial Instruments Directive (MiFID) and the Financial Services and Markets Act 2000, this book presents practical guidance and a detailed analysis and critique of the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management.

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  • Language:
  • English
  • ISBN:
  • 9781107404663
  • Binding:
  • Paperback
  • Pages:
  • 482
  • Published:
  • February 21, 2012
  • Dimensions:
  • 152x230x30 mm.
  • Weight:
  • 760 g.
Delivery: 1-2 weeks
Expected delivery: December 6, 2024

Description of Capital Markets Law and Compliance

In response to the Markets in Financial Instruments Directive (MiFID) and the Financial Services and Markets Act 2000, this book presents practical guidance and a detailed analysis and critique of the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management.

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