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Mastering Series 65
- A Comprehensive Guide to the Uniform Investment Adviser Law Exam
- Binding:
- Paperback
- Pages:
- 66
- Published:
- August 17, 2023
- Dimensions:
- 152x229x4 mm.
- Weight:
- 100 g.
Delivery:
1-2 weeks
Expected delivery: December 8, 2024
Description of Mastering Series 65
Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam Table of Contents Chapter 1: Introduction to Series 65 Exam Chapter 2: Registration Requirements Chapter 3: Economic Factors and Business Information Chapter 4: Investment Vehicles and Strategies Chapter 5: Ethics and Fiduciary Obligations Chapter 6: Legal and Regulatory Guidelines Chapter 7: Portfolio Management and Analysis Chapter 8: Retirement Planning and Employee Benefits Chapter 9: Client Communication and Disclosures Chapter 10: Legal and Ethical Considerations for the Adviser Chapter 11: Practice Exams and Sample Questions Chapter 12: Final Tips and Strategies for Exam Success Chapter 13: Additional Resources and Continuing Education Chapter 14: Case Studies and Real-World Applications Chapter 15: Recap and Final Words of Encouragement
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